One thing leads to another. Thus in the previous post, I described a thermal pericyclic reaction that appears to exhibit two transition states resulting in two different stereochemical outcomes. I noted that another such reaction appeared to be a [1,6] carousel migration in homotropylium cation,[1] where transition states for both retention and inversion of the configuration of the migrating group (respectively formally allowed and forbidden) were reported (scheme below). Here I explore this system further. Firstly, the pathway leading to inversion.[2] The reaction path (ωB97XD/6-311G(d,p)/SCRF=chloroform) has got a very odd (table-top mountain) shape, whereby the region of the transition state (IRC = 0.0) is very flat, and the region close to reactant and (identical) product is very steep. The gradient norm shows this best, with sharp spikes at IRC ± 4.2. Something clearly is happening here to cause this behaviour. Before moving on to analyze this, I want you first to observe the methyl groups below. Note how one of them rotates at the start of the process, and the other at the end. I have elsewhere called this behaviour the methyl flag, and it is due to stereoelectronic re-alignments of the C-H groups accompanying the changes in the conjugated array.
The homotropylium cation is said to be homoaromatic, indicating that cyclic conjugation can be maintained across a ring in which the σ framework is interrupted at one point. A NICS probe placed at the ring critical point of this molecule reveals a chemical shift of -11.3 ppm[3], very similar to eg that obtained for benzene itself. The three highest doubly occupied NBOs (below) show two normal π-type orbitals and one rather different one that spans the homo-bond (the MOs, before you ask, are a bit of a mess, with lots of mixed contributions from other parts of the σ framework).
| HONBO (two) | HONBO-2 |
![]() Click for 3D |
![]() Click for 3D |
At the transition state for the [1,6] migration, the same NICS probe registers a value of +2.6 ppm[4], now firmly in the non-aromatic zone. So this reaction is characterised by two zones, ring-aromatic ones at the start and the end of the process, and a higher energy non-aromatic one in the middle of the reaction pathway as ~enclosed by the region of IRC ± 4.2. The homo-bond in the aromatic zone starts with a length of 1.74Å, reduces to 1.53Å at the transition state and ends up as a normal aromatic bond of length 1.41Å. Meanwhile, the relocated homo-bond changes in the opposite sense, starting as a normal aromatic length of 1.41Å, becoming 1.53Å at the transition state and ending as a homo-length of 1.74Å. Presumably, virtually full strength homoaromaticity can be sustained for a homo-bond of 1.74Å, but as that bond mutates to a σ-bond of 1.53Å, the cyclic conjugation falls off the edge of the cliff, to be restored only at the end. Pericyclic reactions are themselves said to sustain aromatic transition states,[5] and so a simplistic way of looking at this is that the “aromaticity” relocates (or morphs) from the reactant to the transition state, and then back again during the course of the migration. A reaction path from which one can indeed learn a lot.
Now to the pathway in which the migrating group retains configuration. This is no longer a single step concerted reaction,[6] since at the half-way point we no longer have a transition state but a shallow intermediate (~IRC +2, [7]). It (formally at least) becomes a two-step non-concerted process, and the overall barrier is ~5 kcal/mol lower than for the inversion path. The aromaticity changes in a similar manner to before (i.e. IRC ~-5).
So this emerges as not quite the example I thought it was, but nonetheless unusual with the “forbidden” pathway being concerted and the “allowed” pathway being non-concerted. Molecular dynamics on these two systems would indeed be interesting to see what proportion of the trajectories go via each pathway.
References
- A.M. Genaev, G.E. Sal’nikov, and V.G. Shubin, "Energy barriers to carousel rearrangements of carbocations: Quantum-chemical calculations vs. experiment", Russian Journal of Organic Chemistry, vol. 43, pp. 1134-1138, 2007. https://doi.org/10.1134/s1070428007080076
- H.S. Rzepa, "Gaussian Job Archive for C10H13(1+)", 2014. https://doi.org/10.6084/m9.figshare.1134556
- H.S. Rzepa, "Gaussian Job Archive for C10H13(1+)", 2014. https://doi.org/10.6084/m9.figshare.1135694
- H.S. Rzepa, "Gaussian Job Archive for C10H13(1+)", 2014. https://doi.org/10.6084/m9.figshare.1135695
- H.S. Rzepa, "The Aromaticity of Pericyclic Reaction Transition States", Journal of Chemical Education, vol. 84, pp. 1535, 2007. https://doi.org/10.1021/ed084p1535
- H.S. Rzepa, "Gaussian Job Archive for C10H13(1+)", 2014. https://doi.org/10.6084/m9.figshare.1135668
- H.S. Rzepa, "Gaussian Job Archive for C10H13(1+)", 2014. https://doi.org/10.6084/m9.figshare.1134559

